DOL Audit Readiness Dashboard
Auto-calculated from the Risk Self-Audit tab. No input needed here.
Overall Readiness
0.0%
Not Started
Tip: re-run the self-audit and a firedrill at least annually and after any major vendor, plan-design, or personnel change. Watch the High-weight areas (parity, cybersecurity, deposit timing) first — and keep the dated results as evidence of a prudent process.
Readiness by Focus Area
| Focus Area | Earned | Max | Readiness % | Band |
|---|
Risk Self-Audit
Fill in the yellow Current State column. Scores calculate automatically. Includes categories carried over from your prior DOL Audit Scorecard (HIPAA & Privacy, ACA Compliance, PBM Oversight, Financial Controls, COBRA, Stop-Loss Oversight), risk-weighted for 2026.
| Focus Area | Readiness Item | Risk | Wt | Current State | Earned | Max | Owner | Gap / Notes | Target Date |
|---|
TOTAL / OVERALL READINESS:
0.0%
Earned: 0 / Max: 0
Document Inventory — Group Health & Welfare
Yellow columns are inputs. Status dropdown: Current / Needs update / Missing / N/A.
| Category | Record | Status | Owner | Location / Link | Last Reviewed | Notes |
|---|
Document Inventory — Retirement Plan
Yellow columns are inputs. Status dropdown: Current / Needs update / Missing / N/A.
| Category | Record | Status | Owner | Location / Link | Last Reviewed | Notes |
|---|
Firedrill Log
One row per drill. Capture the scenario, timing, findings, and remediation owner/date.
| Drill Date | Scenario | Deadline (days) | % Items on Time | Slowest Item | Comparative Analysis Producible? (Y/N) | Key Gaps Found | Remediation Owner | Remediation Due | Score % (from Self-Audit) |
|---|